-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WzuijclihBlnUdBW3RS2vxV6CVwfaUZc6CApiCNupRzXPG6auuIfGd0SUSfLgmEo ycXzgKOY2Bi3eavScD6hwQ== 0001019687-02-000179.txt : 20020414 0001019687-02-000179.hdr.sgml : 20020414 ACCESSION NUMBER: 0001019687-02-000179 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020211 GROUP MEMBERS: HELMUT SCHUHSLER GROUP MEMBERS: TVM EUROTECH L.P. GROUP MEMBERS: TVM INTERTECH L.P. GROUP MEMBERS: TVM MEDICAL VENTURES GMBH &CO. KG GROUP MEMBERS: TVM TECHNO VENTURE ENTERPRISES NO. II, L.P. GROUP MEMBERS: TVM ZWEITE BETEILIGUNG US L.P. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHUHSLER HELMUT CENTRAL INDEX KEY: 0001133921 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O TVM TECHO VENTURE MANAGEMENT STREET 2: MAXIMLLIANSTR. 35, ENTRACE C D-80539 CITY: MUNICH MAIL ADDRESS: STREET 1: C/O TVM TECHNO VENTURE MANAGEMENT STREET 2: MAXIMILLIANSTR. 35, ENTRACE C D- SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUENOM INC CENTRAL INDEX KEY: 0001076481 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 770365889 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60383 FILM NUMBER: 02534629 BUSINESS ADDRESS: STREET 1: 3595 JOHN HOPKINS CT CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582029000 SC 13G/A 1 schuhsler_13ga1-123101.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response........14.90 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* Sequenom, Inc. -------------- (Name of Issuer) Common Stock ------------------------------------- (Title of Class of Securities) 817337 10 8 -------------------------------------------------- (CUSIP Number) December 31, 2001 ----------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. page 1 of 13 --------------------- ------------------ CUSIP NO. 817337 10 8 13G PAGE 2 OF 13 PAGES --------------------- ------------------ ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) HELMUT SCHUHSLER ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION AUSTRIA ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 72,032 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 1,619,184 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 72,032 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 1,619,184 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,691,216 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.7% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ Page 2 of 13 --------------------- ------------------ CUSIP NO. 817337 10 8 13G PAGE 3 OF 13 PAGES --------------------- ------------------ ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) TVM TECHNO VENTURE ENTERPRISES NO. II, L.P. ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION MASSACHUSETTS ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 214,669 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 214,669 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 214,669 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .6% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* PN ________________________________________________________________________________ Page 3 of 13 --------------------- ------------------ CUSIP NO. 817337 10 8 13G PAGE 4 OF 13 PAGES --------------------- ------------------ ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) TVM ZWEITE BETEILIGUNG US L.P. ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION MASSACHUSETTS ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 460,335 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 460,335 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 460,335 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.3% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* PN ________________________________________________________________________________ Page 4 of 13 --------------------- ------------------ CUSIP NO. 817337 10 8 13G PAGE 5 OF 13 PAGES --------------------- ------------------ ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) TVM INTERTECH L.P. ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 143,132 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 143,132 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 143,132 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .4% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* PN ________________________________________________________________________________ Page 5 of 13 --------------------- ------------------ CUSIP NO. 817337 10 8 13G PAGE 6 OF 13 PAGES --------------------- ------------------ ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) TVM EUROTECH L.P. ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 262,587 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 262,587 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 262,587 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .7% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* PN ________________________________________________________________________________ Page 6 of 13 --------------------- ------------------- CUSIP NO. 817337 10 8 13G PAGE 7 OF 13 PAGES --------------------- ------------------- ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) TVM MEDICAL VENTURES GMBH & CO. KG ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION GERMANY ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 538,461 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 538,461 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 538,461 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.5% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* PN ________________________________________________________________________________ Page 7 of 13 INSTRUCTIONS FOR SCHEDULE 13G ITEM 1. (a) Name of Issuer SEQUENOM, INC., A DELAWARE CORPORATION (b) Address of Issuer's Principal Executive Offices 3595 JOHN HOPKINS COURT, SAN DIEGO, CA 92121 ITEM 2. (a) Name of Person Filing HELMUT SCHUHSLER TVM TECHNO VENTURE ENTERPRISES NO. II L.P. TVM ZWEITE BETEILIGUNG US L.P. TVM INTERTECH L.P. TVM EUROTECH L.P. TVM MEDICAL VENTURES GMBH & CO. KG (b) Address of Principal Business Office or, if none, Residence C/O TVM TECHNO VENTURE MANAGEMENT, 101 ARCH STREET, SUITE 1950, BOSTON, MA 02110 (c) Citizenship HELMUT SCHUHSLER AUSTRIA TVM TECHNO VENTURE ENTERPRISES NO. II L.P. MASSACHUSETTS TVM ZWEITE BETEILIGUNG US L.P. MASSACHUSETTS TVM INTERTECH L.P. DELAWARE TVM EUROTECH L.P. DELAWARE TVM MEDICAL VENTURES GMBH & CO. KG GERMANY (d) Title of Class of Securities COMMON (e) CUSIP Number 817337 10 8 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13d-1(b), OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: N/A (a) |_| Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) |_| Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c); (d) |_| An investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(F); (f) |_| An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss.240.13d-1(b)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(J) Page 8 of 13 ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in (a) Amount Beneficially Owned: HELMUT SCHUHSLER 1,691,216 TVM TECHNO VENTURE ENTERPRISES NO. II L.P. 214,669 TVM ZWEITE BETEILIGUNG US L.P. 460,335 TVM INTERTECH L.P. 143,132 TVM EUROTECH L.P. 262,587 TVM MEDICAL VENTURES GMBH & CO. KG 538,461 (b) Percent of Class: HELMUT SCHUHSLER 4.7% TVM TECHNO VENTURE ENTERPRISES NO. II L.P. .6% TVM ZWEITE BETEILIGUNG US L.P. 1.3% TVM INTERTECH L.P. .4% TVM EUROTECH L.P. .7% TVM MEDICAL VENTURES GMBH & CO. KG 1.5% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: HELMUT SCHUHSLER 72,032 TVM TECHNO VENTURE ENTERPRISES NO. II L.P. 0 TVM ZWEITE BETEILIGUNG US L.P. 0 TVM INTERTECH L.P. 0 TVM EUROTECH L.P. 0 TVM MEDICAL VENTURES GMBH & CO. KG 0 (ii) Shared power to vote or to direct the vote: HELMUT SCHUHSLER 1,619,184 TVM TECHNO VENTURE ENTERPRISES NO. II L.P. 214,669 TVM ZWEITE BETEILIGUNG US L.P. 460,335 TVM INTERTECH L.P. 143,132 TVM EUROTECH L.P. 262,587 TVM MEDICAL VENTURES GMBH & CO. KG 538,461 Page 9 of 13 (iii) Sole power to dispose or to direct the disposition of: HELMUT SCHUHSLER 72,032 TVM TECHNO VENTURE ENTERPRISES NO. II L.P. 0 TVM ZWEITE BETEILIGUNG US L.P. 0 TVM INTERTECH L.P. 0 TVM EUROTECH L.P. 0 TVM MEDICAL VENTURES GMBH & CO. KG 0 (iv) Shared power to dispose or to direct the disposition of: HELMUT SCHUHSLER 1,619,184 TVM TECHNO VENTURE ENTERPRISES NO. II L.P. 214,669 TVM ZWEITE BETEILIGUNG US L.P. 460,335 TVM INTERTECH L.P. 143,132 TVM EUROTECH L.P. 262,587 TVM MEDICAL VENTURES GMBH & CO. KG 538,461 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: |X| ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: With the exception of the shares held by Dr. Helmut Schuhsler with sole voting power, all of the shares described above are held by limited partnerships or corporations. The limited partners or the shareholders, as applicable, have the right to receive dividends on or proceeds from the sale of such shares. No single individual entitled to such dividends on or proceeds from the sale of such shares will receive more than 5% of the total number of outstanding shares of Sequenom, Inc. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: N/A If a group has filed this schedule pursuant to ss.240.13d-1(c) or ss.240.13d-1(d), attach an exhibit statIng the identity of each member of the group. ITEM 9. NOTICE OF DISSOLUTION OF A GROUP: N/A ITEM 10. CERTIFICATION: N/A Page 10 of 13 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 7, 2002 ----------------------------------- Date /s/ Helmut Schuhsler ----------------------------------- Signature Helmut Schuhsler ----------------------------------- Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including exhibits. Seess.240.13d-7 for other parties for whom copies are to be sent. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) Page 11 of 13 JOINT FILING STATEMENT Pursuant to Rule 13d-1(k)(1), we, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us. Date February 7, 2002 --------------------- /s/ Helmut Schuhsler ------------------------------------- Helmut Schuhsler TVM TECHNO VENTURE ENTERPRISES NO. II LIMITED PARTNERSHIP BY: TVM TECHNO VENTURE MANAGEMENT LIMITED PARTNERSHIP ITS GENERAL PARTNER BY: TVM MANAGEMENT, LLC ITS GENERAL PARTNER BY: /s/ John J. DiBello --------------------------------- NAME: John J. DiBello TITLE: Treasurer TVM ZWEITE BETEILIGUNG-US LIMITED PARTNERSHIP BY: TVM TECHNO VENTURE MANAGEMENT LIMITED PARTNERSHIP ITS GENERAL PARTNER BY: TVM MANAGEMENT, LLC ITS GENERAL PARTNER BY: /s/ John J. DiBello ---------------------------------- NAME: John J. DiBello TITLE: Treasurer TVM INTERTECH LIMITED PARTNERSHIP BY: TVM TECHNO VENTURE MANAGEMENT LIMITED PARTNERSHIP ITS GENERAL PARTNER BY: TVM MANAGEMENT, LLC ITS GENERAL PARTNER BY: /s/ John J. DiBello ---------------------------------- NAME: John J. DiBello TITLE: Treasurer Page 12 of 13 JOINT FILING STATEMENT TVM EUROTECH LIMITED PARTNERSHIP BY: TVM TECHNO VENTURE MANAGEMENT LIMITED PARTNERSHIP ITS GENERAL PARTNER BY: TVM MANAGEMENT, LLC ITS GENERAL PARTNER BY: /s/ John J. DiBello ----------------------------------- NAME: John J. DiBello TITLE: Treasurer TVM MEDICAL VENTURES GMBH & CO. KG BY: /s/ Helmut Schuhsler ----------------------------------- BY: /s/ John J. DiBello ----------------------------------- NAME: Helmut Schuhsler TITLE: Managing Limited Partner NAME: John J. DiBello TITLE: Managing Limited Partner Page 13 of 13 -----END PRIVACY-ENHANCED MESSAGE-----